Winstead invites you to join our Investment Insight Series. The panel topics include: the Department of Labor’s newly released Conflicts of Interest Rule, and recent SEC enforcement actions and guidance.
Thursday, June 23, 2016
3:00 - 4:00 p.m. Central Time
Andrew Rosell & Lori Oliphant
MCLE: 1 Credit Hour*
*This course has been approved for MCLE credit by the State Bar of Texas Committee on MCLE in the amount of 1 credit hours.
Who Should Attend:
Chief compliance officers, in-house counsel and attorneys, and attorneys in private practice that work in the investment management and broker-dealer industries
Webinar instructions will be e-mailed prior to the webinar
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