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Brent Bates

Of Counsel

704.339.1771 Direct
704.339.1793 Fax

1415 Vantage Park Drive
Suite 450
Charlotte, North Carolina 28203

Brent Bates is a member of Winstead’s Corporate, Securities/Mergers & Acquisitions Practice Group. Brent’s practice focuses on representing investment managers, public and private funds, family offices and other investors, and public and private companies. Prior to joining Winstead, Brent served as in-house counsel for a global investment manager and practiced with two international law firms.

Representative Experience

  • Investment Advisers and Investment Funds:  Formation and structuring, governance, operations, regulatory compliance, strategic transactions, investment portfolio transactions, private equity and venture capital, search and emerging venture funds, family offices, public funds, joint ventures, special purpose vehicles, investment stewardship and proxy voting, and due diligence 
  • Securities Offerings: Public and private equity offerings
  • Public and Private Companies: Corporate governance, securities law compliance, mergers and acquisitions, new business formation, development, funding and strategy
  • Technology and Licensing